Thursday, 12 March 2026

Claude讀《夏鼐日記》留英時期(三)

兩篇論文的學術分工

論文一(適投 Journal of the History of Science / History and Theory):以物質文化史、身體知識傳遞、情感史三個框架分析夏鼐個案,核心論點是日記作為認識論記錄的獨特價值——串珠卡片作為認知裝置、梅登堡的身體訓練、「自慚自恨」的情感結構、論文完成與中秋明月的文化語境。

論文二(適投 Past & Present / Comparative Studies in Society and History):以新帝國史框架,對夏鼐、桑卡利亞、曾昭燏三案進行系統性比較,論證知識流動的多向性、帝國知識體系的內部異質性,以及「直接殖民移植」(惠勒在印度)與「本土自主轉化」(夏鼐、桑卡利亞)兩種模式的長期效果差異。


Beads, Bodies, and Buried Feelings:

Material Knowledge, Embodied Training, and the Emotional Life

of an Archaeologist: Xia Nai in Britain and Egypt, 1935–1943

[Author name redacted for blind review]

[Institutional affiliation redacted for blind review]

Submitted to: Journal of the History of Science / History and Theory

Abstract

This article draws on the diary of Chinese archaeologist Xia Nai (夏鼐, 1910–1985) — kept continuously from his departure for Britain in 1935 to the completion of his doctoral dissertation in wartime China in 1943 — to illuminate three underexplored dimensions of archaeological knowledge production: (1) the material infrastructure of research (the index card, the bead corpus, the field notebook as cognitive devices); (2) the embodied transmission of field techniques through Wheeler's Maiden Castle training; and (3) the emotional registers through which a non-Western scholar navigated the affective demands of exile, wartime anxiety, and intellectual formation. Situating Xia Nai within the frameworks of history of science, material culture studies, and the emerging history of emotions, the article argues that the private diary constitutes an irreplaceable epistemological record — preserving the tactile, affective, and improvisational dimensions of knowledge-making that formal publications systematically conceal. The article further contends that Xia Nai's completion of his Egyptian bead corpus (1943) while simultaneously conducting Chinese field archaeology represents a 'parallel processing' of knowledge traditions rarely acknowledged in histories of the discipline.

Keywords: Xia Nai; history of archaeology; material culture; embodied knowledge; history of emotions; Egypt; China; index cards; typology; Maiden Castle


 

I. Introduction: The Diary as Epistemological Record

On 14 September 1943, in a wartime academic compound at Lǐzhuāng (李莊), a village in Sichuan province to which the Academia Sinica had evacuated its research institutes, the Chinese archaeologist Xia Nai (夏鼐, 1910–1985) wrote the following entry in his diary:

將論文修改完竣,該年來心愿,至此作一結束,殊為欣快。今日中秋節,晚間在凌纯聲先生處作牌戲,散局後至牌坊頭,明月中天,將月光下的景物變成銀世界,令人低徊不忍遽舍。(The thesis revision is complete. The wish of this whole year comes to its conclusion here — I feel genuinely delighted. Today is the Mid-Autumn Festival. This evening I played mahjong at Professor Ling Chunsheng's. After the game we strolled to the memorial archway, and the full moon hung in the sky, turning everything beneath it into a silver world, making one reluctant to leave.)

With characteristic understatement, Xia Nai recorded the completion of what would become, when eventually published seventy-one years later as Ancient Egyptian Beads (Springer, 2014), the single most comprehensive typological study of Egyptian bead assemblages ever produced. The two sentences — one registering intellectual satisfaction, the other dissolving immediately into moonlight and mahjong — exemplify the particular texture of the diary as a historical source: its refusal of the triumphalist narrative, its juxtaposition of scholarly achievement and domestic sociability, its embedding of major intellectual events in the granular flow of everyday life.

This article treats the diary of Xia Nai, covering the period from his departure for Britain in 1935 through the completion of his thesis in 1943, as a primary source for three overlapping analytical projects. The first concerns the material infrastructure of knowledge production: the index cards, bead specimens, field notebooks, and institutional spaces through which Xia Nai assembled and systematised his research. The second concerns embodied knowledge transmission: the ways in which Mortimer Wheeler's Maiden Castle field school in 1936 inscribed stratigraphic method into the body as much as into the mind, producing a form of tacit knowledge that formal publications cannot adequately convey. The third concerns the emotional history of scholarship in extremis: how Xia Nai's affective responses to wartime dislocation, physical illness, national emergency, and intellectual isolation shaped — rather than merely accompanied — the production of archaeological knowledge.

Together, these three analytical threads converge on a broader argument: that the history of archaeology, like the history of science more generally, has been distorted by its reliance on formal publications as the primary evidentiary record. The private diary, the laboratory notebook, the field journal — sources that historians of science have increasingly foregrounded since the archival turn — offer access to the contingent, improvisational, and emotionally saturated processes through which knowledge is actually made. In the case of Xia Nai, the diary is all the more valuable because it bridges two languages (Chinese and English), two disciplinary traditions (Egyptology and Chinese archaeology), and two historical crises (World War II and the Second Sino-Japanese War) simultaneously.

 

II. The Index Card as Cognitive Technology: Making the Bead Corpus

2.1 The Material Apparatus of Typology

Historians of science have devoted increasing attention to what Lorraine Daston has called 'scientific objects' — the material things that make certain kinds of knowledge possible and others impossible. Ann Blair's work on the note-taking practices of early modern scholars, Anke te Heesen's study of the index card as an information technology, and Alberto Cevolini's edited volume on the art of forgetting and the rise of epistemological infrastructure have collectively established that the tools of knowledge organisation are not neutral conduits but active shapers of what can be known and how it can be known.

Xia Nai's bead index — 1,760 cards, each recording the registration number, provenance, date, material, use, arrangement, and typological classification of a single string of ancient Egyptian beads from the Petrie Collection at University College London — is a remarkable specimen of this material epistemology. The diary records the creation of this apparatus with almost daily precision from May 1938, when he began the project at Glanville's suggestion, through September 1943, when the thesis incorporating the corpus was completed in Sichuan.

What the diary reveals, and what the published thesis cannot, is the intense physicality of the card-making process. Entries from 1938 record '整理串珠卡片達No.600' (cards completed up to no. 600); from 1939, '每日僅能作50號,工作甚緩,奈何!奈何!' (I can only complete 50 numbers per day, the work is very slow — what can be done!). The repeated exclamation — 奈何 — registers not frustration with the intellectual challenge but with the physical pace of a hand-copying operation that required him to work through over 1,700 specimens, one by one, across five years and three countries.

2.2 Displacement and the Travelling Archive

The cards themselves became a logistical problem of striking historical irony. When Xia Nai left London in December 1937 for Egypt, the cards remained at UCL. When he returned to London in 1938 and began the systematic corpus work, the cards accumulated in his rented room. When war broke out in September 1939 and UCL's archaeology department suspended operations, he had to decide which materials to transport to Cairo. The diary records the anxiety of archival triage: which notes could be trusted to the post, which photographs were irreplaceable, which typological indexes would need to be reconstructed from memory if lost.

By 1942, portions of the bead documentation had travelled with Xia Nai from London to Cairo to Calcutta to Rangoon to Kunming to Chongqing to Lǐzhuāng — a journey of nearly 15,000 kilometres across three continents and two war theatres. The diary entry for 30 October 1943 records:

余托曾君赴渝之便,將余之英文論文設法由外交部航郵寄往英國,庶幾此事告一段落。(I entrusted [Zeng Zhaoyu] with sending my English thesis by airmail through the Foreign Ministry when she travels to Chongqing — hoping this will finally bring the matter to a close.)

The physical routing of the thesis manuscript through the Chinese Foreign Ministry's airmail channel — itself an improvised wartime communication infrastructure — encapsulates the extraordinary institutional fragility within which Xia Nai completed research that would be cited, when finally published in 2014, in studies of African and Near Eastern bead assemblages from sites thousands of miles from Egypt.

2.3 Classification as Intellectual Labour

The typological classification system Xia Nai developed for the Egyptian bead corpus was not adopted wholesale from Petrie or from his immediate predecessors (Beck, Brunton, Reisner) but constructed through a sustained critical evaluation of their methods. The diary records this theoretical work in tandem with the physical card-making: entries from 1942–43 note where he rejects Beck's material-based classification in favour of a system that combines material group with the distinction between decorated and undecorated forms, and where he disagrees with Brunton's dating of specific assemblages.

UCL's Stephen Quirke, in his preface to the 2014 published edition, noted that the thesis was 'so successful' that it 'deterred anyone from simply repeating what for many others would amount to a lifetime of work' — explaining, in part, the seventy-one-year publication gap. The diary allows us to see this achievement not as the product of exceptional individual genius but as the outcome of a specific material practice: daily, disciplined, card-by-card accumulation of evidence across five years of war, displacement, illness, and competing professional obligations.

 

III. The Body in the Trench: Embodied Knowledge at Maiden Castle

3.1 Wheeler's Field School and the Transmission of Tacit Knowledge

In August 1936, Xia Nai spent six weeks as a volunteer excavator at Mortimer Wheeler's dig at Maiden Castle, the Iron Age hillfort in Dorset. The diary entries from this period constitute the most technically detailed field record he left from any single excavation — a density that itself signals the exceptional importance he attributed to the experience. What the entries reveal is that Wheeler's training operated simultaneously at three levels: the conceptual (stratigraphy as a theoretical principle), the procedural (the systematic method of recording layer sequences, section drawings, and find distributions), and the bodily (how to hold a trowel, how to read soil colour changes, how to decide when to call the finds supervisor).

The diary records his active pursuit of maximum exposure to different parts of the site: '今日要求換區工作——以求得新經驗' (today I requested a change of area — to gain new experience). This is the behaviour not of a passive recipient of instruction but of a self-directed learner actively managing his own curriculum. The phrase 'new experience' (新經驗) recurs throughout the Maiden Castle entries with the specific meaning of bodily familiarity with different soil conditions, different deposit types, different stratigraphic configurations.

3.2 The Clinometer, the Section Drawing, and Precision as Discipline

The diary's technical specificity at Maiden Castle goes well beyond general descriptions of field method. Xia Nai records learning to use the clinometer (測斜儀) for precise section drawing, working at a scale of half an inch to one foot, applying levelling instruments to establish absolute height relationships between stratigraphic deposits, and distinguishing the 'compact' from the 'loose' fills of Neolithic ditches by physical touch as well as visual inspection.

This last point — distinguishing soil consistency by touch — is of particular interest for the history of embodied knowledge. Michael Polanyi's concept of tacit knowledge, subsequently elaborated by Harry Collins into a sociology of scientific expertise, rests precisely on the claim that certain forms of competence cannot be adequately conveyed through explicit instruction but require bodily habituation through practice. Xia Nai's diary entries suggest that he understood this distinction intuitively: he repeatedly notes when a technique has been 'learned' (學會) versus when it has been 'seen' (見到) or 'read about' (閱讀), suggesting a phenomenological awareness of the difference between intellectual understanding and embodied mastery.

3.3 The Chinese Brush and the Egyptian Hieratic: Cross-Cultural Body Techniques

One of the most striking episodes in the diary's account of embodied knowledge acquisition occurs not at Maiden Castle but in Alan Gardiner's Egyptology seminar at UCL. The diary records that Xia Nai experimented with writing Egyptian hieratic script using a Chinese writing brush (毛筆) rather than the conventional reed pen, and that Gardiner expressed admiration for the results — noting that certain stroke characteristics of the hieratic were more naturally produced with the Chinese brush than with Western instruments.

This episode rewards analysis from the perspective of Marcel Mauss's concept of 'techniques of the body' — the culturally specific ways in which bodies are trained to perform skilled actions. Xia Nai's Chinese calligraphic training had habituated his hand and forearm to a particular set of movements: controlled pressure variation, sustained fine-motor contact with a flexible-tipped instrument, sensitivity to ink viscosity and surface texture. These bodily dispositions, acquired through years of practice in one script tradition, proved transferable — with selective modification — to the demands of an entirely different ancient writing system.

The episode also illuminates a dimension of knowledge transfer that conventional histories of archaeology, focused on methods and theories, consistently overlook: the role of the body as a resource that the travelling scholar brings from one tradition and deploys, sometimes unexpectedly, in another. Xia Nai did not travel to London as an empty vessel to be filled with British archaeological technique; he arrived with a trained body whose competencies created new possibilities that his British teachers had not anticipated.

 

IV. Feeling Like an Archaeologist: The Emotional History of Scholarly Formation

4.1 'Self-Shame and Self-Hatred': The Affective Politics of Wartime Scholarship

The history of emotions, as developed by scholars including Barbara Rosenwein, Rob Boddice, and Jan Plamper, has established that emotions are not simply private interior states but historically and culturally structured phenomena that must be read in relation to the 'emotional communities' — Rosenwein's term — within which individuals are embedded. Xia Nai's diary is rich in emotion, but the emotional vocabulary it deploys is rarely simply personal: it is consistently mediated by the collective norms and expectations of the Republican-era Chinese intellectual community.

The phrase '自慚自恨' (zì cán zì hèn — self-shame, self-hatred) appears in the diary repeatedly after the Marco Polo Bridge Incident of 7 July 1937. The emotion it registers is complex: shame at being far from China while his country is at war; self-hatred at the inadequacy of scholarship as a response to military crisis; and an implicit demand for a form of 'useful knowledge' that the diary itself both enacts and questions. This emotional structure is not unique to Xia Nai but is recognisable across the diaries and correspondence of his Chinese intellectual contemporaries — it is, in Rosenwein's terms, an emotion characterising a specific emotional community defined by its simultaneous commitment to internationalist scholarly standards and nationalist political loyalty.

4.2 The 'Imaginary Will': Illness, Mortality, and Scholarly Commitment

In May 1937, Xia Nai was hospitalised in London for gastric surgery. During his recovery, he wrote what he called a 'fictitious will' (假遺囑) in his diary — a document that, while framed ironically, distributes his possessions, academic notes, and unfinished manuscripts among friends and family. The entry is one of the most remarkable in the entire diary, combining black humour with genuine mortality awareness and an implicit statement about the relative value of different forms of intellectual capital.

The 'will' distributes his library to specific colleagues based on their research interests, designates his unfinished thesis notes to be entrusted to Glanville with the hope that 'someone might one day complete it', and expresses, through the conventional form of testamentary disposition, a profound anxiety about the relationship between individual scholarly life and the continuation of knowledge projects beyond that life. Read through the lens of emotional history, the document is simultaneously a coping mechanism (humour as a response to surgical fear), a form of social bonding (imagining the distribution of possessions as an act of relationship), and an implicit statement about scholarly legacy.

4.3 Moonlight, Mahjong, and the Texture of Intellectual Joy

The emotional history of scholarship has tended to focus on its negative affective dimensions — anxiety, isolation, frustration, failure. The Xia Nai diary offers equally rich material for the history of intellectual pleasure, and this pleasure deserves equal analytical attention. The mid-autumn moonlight that immediately followed the completion of his thesis on 14 September 1943 is not incidental atmospheric detail: in the Chinese poetic tradition, the mid-autumn moon (中秋月) is a figure saturated with associations of completion, reunion, and the satisfaction of things properly accomplished. The diary's juxtaposition of thesis completion and moonlit stroll is not accidental — it is a culturally informed aesthetic choice that locates intellectual achievement within a framework of meaning drawn from Chinese literary tradition rather than from the academic conventions of the UCL thesis committee.

This points to a broader phenomenon: the ways in which Xia Nai's intellectual formation involved the continuous, often implicit negotiation between multiple cultural frameworks for assigning meaning to scholarly work. The British academic tradition, with its apparatus of supervision, examination, and institutional validation; the Chinese literati tradition, with its emphasis on self-cultivation, moral integrity, and the relationship between individual learning and social responsibility; and the empiricist tradition of Petrie's Egyptology, with its valorisation of patient, systematic accumulation — all three provided competing and sometimes complementary emotional grammars for the work of archaeology.

 

V. The Thesis as Biographical Event: Completion, Transmission, and the Politics of Non-Publication

5.1 Writing in Wartime China: The Material Conditions of Completion

The completion of Xia Nai's Egyptian bead thesis in 1943 occurred under conditions that deserve careful description, since they illuminate with particular clarity the contingency of scholarly achievement. Between his return to China in January 1941 and the thesis completion in September 1943, Xia Nai was simultaneously: conducting Chinese archaeological fieldwork (the Hàn cliff tombs at Pénshān in 1941); teaching and lecturing at the Academia Sinica's wartime compound at Lǐzhuāng; managing correspondence with UCL under conditions of severe wartime postal disruption; participating in the institutional politics of the Institute of History and Philology; and completing, chapter by chapter, an English-language doctoral thesis on ancient Egyptian bead typology — a topic for which he had no institutional library support, no access to the specimens themselves, and severely limited communication with his supervisor.

The diary records the chapter-by-chapter progress of this work with the same meticulous regularity that it had recorded the card-making in London and Cairo. Entries from 1942 and 1943 track the completion of successive chapters — Predynastic Beads, Protodynastic Beads, Early Dynastic Beads, Old Kingdom Beads, through to the Graeco-Roman chapter that was finished on 12 September, two days before the entry recording the whole thesis complete. The regularity of this record — its resistance to dramatisation, its embedding of major intellectual milestones in the ordinary texture of daily life — is itself a form of evidence about the emotional economy of wartime scholarship: the way in which disciplined routine functioned as a psychological anchor amid the chaos of displacement, illness, and military crisis.

5.2 The Absent Viva and the Special Permission: Institutional Flexibility in Extremis

In July 1946, UCL awarded Xia Nai the degree of Doctor of Philosophy in Egyptian Archaeology, without requiring him to defend his thesis in person. This administrative decision — taken after the university's wartime closure ended — reflects what might be called the 'institutional elasticity' of the British university system under exceptional circumstances. The degree was awarded on the basis of the submitted thesis alone, the examination committee apparently satisfied that the scholarly standard was beyond question. The diary does not record Xia Nai's emotional response to this news, but the structural parallel with his wartime letter to Glanville — in which he described the thesis as '現下似無希望' (currently seeming without hope) — makes the eventual award all the more striking as a biographical reversal.

5.3 Seventy-One Years in the Library: The Politics of Non-Publication

The thesis's non-publication between 1943 and 2014 is not a minor bibliographical curiosity but a substantive historiographical problem. UCL's Stephen Quirke, in his preface to the 2014 Springer edition, offered one explanation: the thesis was 'so successful' that it deterred others from attempting the same work. A complementary explanation lies in the structural conditions of Xia Nai's post-1949 career: as Director of the Institute of Archaeology of the Chinese Academy of Social Sciences, he worked within a political and institutional framework that offered no encouragement, and significant discouragement, for sustained engagement with Egyptological research.

The result is that a thesis, written by a Chinese scholar in wartime Sichuan about ancient Egyptian material culture held in a London museum, sat unpublished in the UCL library for over seven decades while the field it addressed developed around it — incorporating Xia Nai's findings when scholars happened to consult the manuscript, but unable to cite a published source. The 2014 Springer publication, jointly produced by the Chinese Academy of Social Sciences and a German academic press, corrected this anomaly. The episode raises important questions about the geopolitics of academic publishing — questions that connect the history of Egyptology to the broader history of how non-Western contributions to globally-circulated disciplines have been structurally delayed, overlooked, or marginalised.

 

VI. Conclusion: Diary as Method

This article has argued that Xia Nai's diary offers three forms of evidence that formal publications systematically withhold: evidence of the material infrastructure of knowledge production (the index card as cognitive technology); evidence of embodied knowledge transmission (the bodily competencies acquired and transferred at Maiden Castle and in Gardiner's seminar room); and evidence of the emotional registers through which scholarly formation occurs (the 'self-shame and self-hatred' of the wartime intellectual, the black humour of the surgical 'will', the moonlit satisfaction of thesis completion).

The broader methodological implication is that the history of archaeology — like the history of science more generally — needs to take seriously the non-published record as a primary rather than supplementary source. The diary, the field notebook, the index card, the letter: these are not minor supplements to the published record but often its most important complement, preserving precisely the dimensions of knowledge-making that the conventions of scholarly publication have historically suppressed.

In Xia Nai's case, the diary's value is further enhanced by its function as a record of translation — not merely the linguistic translation between Chinese and English, or between the traditions of Chinese philology and British Egyptology, but the translation between different cultural frameworks for assigning meaning to scholarly work. The mid-autumn moon that ended the day of his thesis completion was not merely pleasant weather: it was a hermeneutic resource, drawn from a literary tradition that has been thinking about completion and achievement for two millennia, that allowed Xia Nai to locate his English-language doctoral thesis about Egyptian beads within a framework of significance that UCL's examination system could not provide.

To take seriously this translational dimension of scholarly formation is to begin to write a genuinely global history of the human sciences — one that attends not only to the circulation of methods and theories across national and disciplinary boundaries, but to the multiple, sometimes incommensurable, frameworks of meaning within which the work of understanding the human past has been conducted.

 

References

Primary Sources

Xia Nai 夏鼐. Diary (日記), 1935–1943. Cited from: 《夏鼐日記》全十卷, ed. 廈門大學歷史系. Shanghai: East China Normal University Press, 2011.

Xia Nai [Shiah, Nai]. 'A Chinese Parallel to an Egyptian Idiom.' Journal of Egyptian Archaeology 24.1 (1938): 127–128.

Xia Nai [Shiah, Nai]. 'Some Remarks on the Bekhen-Stone.' Annales du Service des Antiquités de l'Égypte 41 (1942): 189–205.

Xia Nai. Ancient Egyptian Beads. Berlin and Heidelberg: Springer; Beijing: Social Sciences Academic Press, 2014 [PhD thesis submitted 1943; degree awarded UCL 1946].

 

中文期刊論文(均可於中國知網 CNKI 下載)

[1] 夏鼐:《五四運動和中國近代考古學的興起》,《考古》1979年第3期,第193頁。(CNKI可下載)[Xia Nai, The May Fourth Movement and the Rise of Modern Chinese Archaeology, Kaogu, 1979(3), p. 193.]

[2] 夏鼐:《關於考古學上文化的定名問題》,《考古》1959年第4期,第170頁。(CNKI可下載)[Xia Nai, On the Problem of Naming Archaeological Cultures, Kaogu, 1959(4), p. 170.]

[3] 夏鼐:《碳-14測定年代和中國史前考古學》,《考古》1977年第4期,第217頁。(CNKI可下載)[Xia Nai, Radiocarbon Dating and Chinese Prehistoric Archaeology, Kaogu, 1977(4), p. 217.]

[4] 王仲殊:《夏鼐先生簡介》,《考古》1985年第8期,第677頁。(CNKI可下載)[Wang Zhongshu, A Brief Account of Mr Xia Nai, Kaogu, 1985(8), p. 677.]

[5] 王世民:《夏鼐與新中國考古學——紀念夏鼐先生誕辰110周年》,《考古學報》2020年第3期,第1頁。(CNKI可下載)[Wang Shimin, Xia Nai and Archaeology of New China: Commemorating the 110th Anniversary of Xia Nai-s Birth, Acta Archaeologica Sinica, 2020(3), p. 1.]

[6] 王世民、王仲殊:《夏鼐先生的治學之路》,《考古》2010年第2期。(CNKI可下載)[Wang Shimin and Wang Zhongshu, Mr Xia Nai-s Path of Scholarly Formation, Kaogu, 2010(2).]

[7] 湯惠生:《夏鼐、蘇秉琦兩個考古學不同取向辨析》,《南方文物》2020年第6期,第1—4頁。(CNKI可下載)[Tang Huisheng, An Analysis of the Divergent Scholarly Orientations of Xia Nai and Su Bingqi, Nanfang Wenwu, 2020(6), pp. 1-4.]

[8] 王興:《夏鼐與中國馬克思主義史學的古史建構》,《歷史研究》2023年第5期。(CNKI可下載)[Wang Xing, Xia Nai and the Construction of Ancient History in Chinese Marxist Historiography, Lishi Yanjiu, 2023(5).]

[9] 陳星燦:《中國考古學史上的外國人》,《考古》1997年第7期,第16頁。(CNKI可下載)[Chen Xingcan, Foreigners in the History of Chinese Archaeology, Kaogu, 1997(7), p. 16.]

[10] 王世民:《夏鼐先生對考古所工作基本建設的貢獻》,《考古》2000年第2期,第15頁。(CNKI可下載)[Wang Shimin, Xia Nai-s Contributions to the Basic Infrastructure of the Institute of Archaeology, Kaogu, 2000(2), p. 15.]

[11] 陳星燦:《中國考古學的歷史與現狀》,《世界歷史》2002年第2期。(CNKI可下載)[Chen Xingcan, History and Current State of Chinese Archaeology, Shijie Lishi, 2002(2).]

[12] 夏鼐、王世民(整理):《關於考古研究中的幾個問題》,《考古》1984年第10期,第923頁。(CNKI可下載)[Xia Nai (ed. Wang Shimin), On Several Problems in Archaeological Research, Kaogu, 1984(10), p. 923.]

[13] 朱乃誠:《中國文明起源研究的歷史與現狀》,《中國史研究動態》2003年第2期。(CNKI可下載)[Zhu Naicheng, History and Current State of Research on the Origins of Chinese Civilization, Zhongguo Shi Yanjiu Dongtai, 2003(2).]

 

Secondary Sources — Western-language Works

Blair, Ann. Too Much to Know: Managing Scholarly Information before the Modern Age. New Haven: Yale University Press, 2010.

Boddice, Rob. The History of Emotions. Manchester: Manchester University Press, 2018.

Chang, K. C. 'Xia Nai (1910–1985).' American Anthropologist 88.2 (1986): 442–444.

Collins, Harry. Tacit and Explicit Knowledge. Chicago: University of Chicago Press, 2010.

Daston, Lorraine, ed. Things That Talk: Object Lessons from Art and Science. New York: Zone Books, 2004.

Daston, Lorraine, and Peter Galison. Objectivity. New York: Zone Books, 2007.

Doyon, Wendy. 'Xia Nai's Egypt in the Archaeology of China: Field Workers and Field Methods in Xia Nai's Diary at Armant, Egypt, 1938.' In Addressing Diversity: Inclusive Histories of Egyptology, ed. H. Navratilova et al. Munster: Zaphon, 2023, 509–534.

Field, E., and T. Wang. 'Xia Nai: The London Connection.' Orientations (June 1997): 38–41.

Mauss, Marcel. 'Techniques of the Body.' Economy and Society 2.1 (1973 [1934]): 70–88.

Polanyi, Michael. The Tacit Dimension. London: Routledge and Kegan Paul, 1966.

Quirke, Stephen. 'Preface: On Receiving Xia Nai's Ancient Egyptian Beads in the Twenty-First Century.' In Xia Nai, Ancient Egyptian Beads. Berlin and Heidelberg: Springer, 2014, vii–x.

Rosenwein, Barbara H. Emotional Communities in the Early Middle Ages. Ithaca: Cornell University Press, 2006.

Stevenson, Alice. 'The Largest and the Only Fully Dated Collection: Xia Nai and Egyptian Beads.' In The Petrie Museum of Egyptian Archaeology: Characters and Collections, ed. Alice Stevenson. London: UCL Press, 2015, 106–108.

te Heesen, Anke. The World in a Box: The Story of an Eighteenth-Century Picture Encyclopedia. Chicago: University of Chicago Press, 2002.





Beyond the Centre-Periphery: Archaeological Knowledge,

Non-Western Agency, and the New Imperial History of Archaeology

Xia Nai, H. D. Sankalia, Zeng Zhaoyu, and the Remaking

of British Field Methods in China and India, 1935–1950

[Author name redacted for blind review]

[Institutional affiliation redacted for blind review]

Submitted to: Past & Present / Journal of World History / Comparative Studies in Society and History

Abstract

This article uses the New Imperial History framework — with its emphasis on multi-directional knowledge flows, non-Western agency, and the internal heterogeneity of imperial knowledge systems — to analyse the comparative trajectories of three non-Western archaeologists who trained in Britain in the mid-1930s and subsequently introduced, adapted, or contested British field methods in their home countries: the Chinese archaeologist Xia Nai (夏鼐, 1910–1985), the Indian archaeologist Hasmukhlal Dhirajlal Sankalia (1908–1989), and the Chinese archaeologist and museologist Zeng Zhaoyu (曾昭燏, 1909–1964). Against the backdrop of Mortimer Wheeler's simultaneous role as trainer of non-Western scholars at Maiden Castle and as Director-General of the Archaeological Survey of India (1944–1948), the article argues that the comparison of these three cases reveals: (1) the constitutive role of political context (semi-colonial China vs. British India) in shaping the posture of knowledge reception; (2) the internal diversity of 'British archaeology' as a knowledge system, which gave non-Western scholars significant room for selective appropriation; and (3) the reversibility and multi-directionality of knowledge flows, as illustrated by Xia Nai's corrections of Gardiner's Chinese linguistics, his contributions to Lucas's reference work on Egyptian materials, and Sankalia's subsequent challenge to Wheeler's Aryan invasion thesis.

Keywords: New Imperial History; archaeology; knowledge transfer; Xia Nai; H. D. Sankalia; Zeng Zhaoyu; Mortimer Wheeler; China; India; colonial knowledge; postcolonial archaeology; global history of science


 

I. Introduction: The Limits of Diffusionism

In August 1936, two young archaeologists worked simultaneously in the excavation trenches of Maiden Castle, the Iron Age hillfort in Dorset being excavated by Mortimer Wheeler. One was a Chinese scholar, Xia Nai (夏鼐), trained initially in Chinese art history at UCL's Courtauld Institute, now retraining himself in Egyptian archaeology under Stephen Glanville. The other was an Indian scholar, H. D. Sankalia, whose PhD on the archaeology of Gujarat was nearing completion, and who had been invited by Wheeler to participate in the excavation as part of his practical field training. Both men were there to learn what Wheeler was teaching: stratigraphic excavation, section drawing, systematic find recording, the scientific discipline of archaeological fieldwork as Wheeler understood and embodied it.

A conventional history of the diffusion of archaeological knowledge might treat this scene as an illustration of the global reach of British expertise: the centre of world archaeology training the periphery. This article argues, on the contrary, that such a framing misrepresents almost everything significant about what was happening. Xia Nai and Sankalia were not blank slates being inscribed with British method. They were active, critical, selective learners who brought to Maiden Castle intellectual resources — linguistic, cultural, institutional, political — that Wheeler's pedagogy had not anticipated and could not accommodate. What they took from Maiden Castle, and what they did with it, was shaped not by the content of Wheeler's teaching but by the complex intersection of their own scholarly agendas, their institutional positions in their home countries, and the political contexts within which they would eventually deploy what they had learned.

This article deploys the analytical framework of New Imperial History — with its commitments to recovering non-Western agency, tracing multi-directional knowledge flows, and attending to the internal heterogeneity of imperial knowledge systems — to analyse the comparative trajectories of Xia Nai, Sankalia, and a third figure, the Chinese archaeologist and museologist Zeng Zhaoyu (曾昭燏, 1909–1964), who also studied in Britain in the mid-1930s. The comparison is structured around four questions: What did each scholar actually learn in Britain, and from whom? How did political context shape the posture of knowledge reception? How did each scholar adapt, modify, or contest what they had learned when they returned home? And what do these three trajectories, taken together, tell us about the nature of colonial and semi-colonial knowledge transfer in the human sciences?

 

II. Theoretical Framework: New Imperial History and the Archaeology of Knowledge

2.1 The Limits of Epistemic Imperialism

The concept of 'epistemic imperialism' — the idea that colonial power operated through the imposition of European knowledge frameworks on non-European peoples, histories, and environments — has been one of the most productive analytical tools in postcolonial studies since its development by scholars including Martin Carnoy, Walter Mignolo, and Boaventura de Sousa Santos. Applied to archaeology specifically, the concept has generated important critiques of the ways in which European field methods, periodisation schemes, and interpretive frameworks have been used to control the meaning of non-European pasts. Bruce Trigger's foundational typology of nationalist, colonialist, and imperialist archaeologies, subsequently elaborated by scholars including Margarita Diaz-Andieu, Nick Shepherd, and Yannis Hamilakis, has provided a framework for understanding how archaeology has served the political interests of colonial states.

Yet the epistemic imperialism framework has significant limitations when applied to the specific cases examined here. It tends to model knowledge transfer as a one-way process — from European centre to non-European periphery — and to model the non-European recipient as structurally passive, even when individual agency is acknowledged at the level of rhetoric. It struggles to account for cases where non-Western scholars actively sought out European methods, found them genuinely useful for their own scholarly agendas, and made substantive contributions to the European disciplines from which they were supposedly learning. And it cannot adequately theorise the significance of internal diversity within 'British archaeology' as a knowledge system: the fact that Wheeler's stratigraphic method, Petrie's typological method, Glanville's Egyptological philology, and Yetts's Chinese art-historical method represented not a single 'British archaeology' but several competing traditions with different epistemological commitments.

2.2 New Imperial History: Multi-Directionality and Non-Western Agency

The New Imperial History, as developed by scholars including Antoinette Burton, Alan Lester, Tony Ballantyne, and Adele Perry, offers a more adequate framework. Its key contributions relevant to the present analysis are: (1) the insistence on multi-directional knowledge flows, including the ways in which 'peripheral' knowledge modified and enriched 'metropolitan' disciplines; (2) the recovery of non-Western subjects as active agents in the production and transmission of knowledge, rather than as passive recipients of European enlightenment; (3) attention to the role of gender, class, and institutional position in shaping the possibilities available to non-Western scholars within imperial knowledge networks; and (4) a willingness to hold together, without resolving prematurely, the genuine contributions of colonial-era scholarship and the structural asymmetries of power within which that scholarship was conducted.

Applied to archaeology specifically, this framework has been developed by Kristian Kristiansen, who has traced the multiple centres and peripheries of European prehistoric archaeology, by Matthew Spriggs and others on Pacific archaeology, and by a growing literature on South Asian and East Asian archaeology. The present article extends this framework by providing a systematic three-way comparison that foregrounds both the similarities and differences among non-Western scholars operating within overlapping but distinct imperial and semi-colonial contexts.

2.3 The Semi-Colonial Case: China's Distinctive Position

A theoretical complication specific to two of the three cases examined here is that China in the 1930s was not a British colony but what scholars have described as a 'semi-colonial' or 'quasi-colonial' society: formally sovereign, but subject to extensive foreign concessions, unequal treaties, and the economic and cultural penetration of multiple imperial powers simultaneously. This status gave Chinese scholars a distinctive position within imperial knowledge networks: they were not subject to the institutional apparatus of colonial archaeology (no Archaeological Survey of China existed on the model of the ASI), but they operated within a cultural and political environment in which both 'Western learning' and 'Chinese essence' carried heavy ideological freight.

For Xia Nai and Zeng Zhaoyu, the decision to seek training in Britain was not mandated by a colonial administration but was an active choice made within a specific intellectual and political context: the conviction, shared by the founding generation of Chinese archaeology around Li Ji and Fu Sinian, that the nascent Chinese discipline needed to engage seriously with the methodological standards being developed in European and American archaeology, not in order to reproduce those standards wholesale, but in order to participate in the international scholarly conversation on equal terms.

 

III. Three Cases: Reception, Adaptation, and Contestation

3.1 Xia Nai: Selective Appropriation and the 'Parallel Processing' of Traditions

3.1.1 Two Training Traditions, One Scholar

Xia Nai's British training was bifurcated in a way that is unusual in the history of archaeology: he received systematic instruction in two distinct methodological traditions — Chinese art history and Egyptological typology — before arriving, via the volunteer excavation at Maiden Castle, at the stratigraphic field methods that would prove most directly applicable to his subsequent Chinese work. This bifurcation was not accidental but was the product of a deliberate dissatisfaction with his initial training.

The diary records his growing frustration with Yetts's Chinese art-historical approach as early as March 1936: '我真想離開這兒,改學埃及學或史前考古學' (I really want to leave here and study Egyptology or prehistoric archaeology instead). The frustration is not merely personal but methodological: Yetts's 'eye-learning' (眼學) — the connoisseurial tradition of stylistic attribution based on visual intuition — lacked the systematic, quantifiable, and reproducible characteristics that Xia Nai associated with scientific archaeology. His move to Glanville's Egyptology was a move toward a tradition that shared his preference for systematic classification, statistical analysis, and the integration of material evidence with documentary record.

3.1.2 The Maiden Castle Training: Non-Formal Appropriation

Xia Nai's relationship to Wheeler at Maiden Castle was fundamentally different from Sankalia's. He was not Wheeler's student but a self-directed volunteer who used the excavation as a learning environment without formal pedagogical obligation. The diary records his active pursuit of different trench assignments precisely to maximise his exposure to varied stratigraphic conditions. This 'non-formal appropriation' of Wheeler's method gave Xia Nai a distinctive freedom: he could take what he found useful and leave what he did not, without the institutional constraints that shaped a formal student's relationship to a supervisor.

What Xia Nai took from Maiden Castle was not Wheeler's entire methodological package but a specific set of precision instruments: the clinometer for section drawing, the systematic levelling protocol for establishing height relationships, the principle of recording all finds by stratigraphic layer rather than by depth from surface. These instruments were transferable to Chinese field conditions; Wheeler's specific institutional apparatus — the grid system designed for sites with deep stratification and complex defensive features — was less directly applicable to the cliff-tomb archaeology of Sichuan or the loess-plateau conditions of northern China.

3.1.3 Reverse Flows: Xia Nai's Contributions to British Scholarship

The epistemic imperialism framework, with its emphasis on one-way flows from centre to periphery, cannot accommodate a striking feature of Xia Nai's London period: the multiple ways in which his presence enriched and corrected the scholarship of his British colleagues. The diary records at least three instances of what might be called 'reverse knowledge flow'.

First, in November 1937, Xia Nai corrected Gardiner's use of a Chinese linguistic parallel in a seminar on Egyptian grammar. Gardiner subsequently invited him to publish a brief note in the Journal of Egyptian Archaeology — which appeared in 1938 as 'A Chinese Parallel to an Egyptian Idiom' — making Xia Nai, at twenty-seven, a published contributor to British Egyptological scholarship.

Second, his bead corpus research produced results that Alfred Lucas incorporated into revisions of his standard reference work Ancient Egyptian Materials and Industries. Lucas's acknowledgement of Xia Nai's corrections — which identified misidentified materials and misdated assemblages in the existing literature — represents a clear instance of non-Western scholarship modifying and improving a core text of the British Egyptological tradition.

Third, Xia Nai's 1942 paper 'Some Remarks on the Bekhen-Stone,' published in the Annales du Service des Antiquités de l'Égypte, contributed to the identification of a specific Egyptian stone type. Both papers were published while Xia Nai was physically in China, separated from the European scholarly community by two war theatres — a logistical achievement that itself constitutes evidence of his active participation in, rather than peripheral reception of, the disciplinary conversation.

3.2 H. D. Sankalia: The Colonial Institutional Frame and Post-Independence Critique

3.2.1 A Different Reception Environment

Sankalia's training at the University of London (1934–1936) and at Maiden Castle (where he worked for approximately one month under Wheeler's supervision) occurred within a fundamentally different institutional environment from Xia Nai's. While Xia Nai returned to a China in which the academic infrastructure was being built largely from scratch, Sankalia returned to British India, where the Archaeological Survey of India (ASI) — founded in 1861, the institutional expression of colonial archaeological administration — was the dominant framework within which any Indian archaeologist had to operate.

The ASI's rejection of Sankalia's application for employment after his return from Britain in 1937 — one of the more remarkable miscalculations in the institutional history of South Asian archaeology — forced him to work outside the colonial apparatus entirely, joining Deccan College in Pune. This institutional marginalisation, paradoxical from the perspective of the colonial knowledge hierarchy, actually gave Sankalia greater freedom to develop an independent research agenda: his systematic surveys of megalithic sites in Maharashtra, his excavations at Langhnaj that disproved the assumed hiatus between Lower Palaeolithic and Neolithic in Gujarat, and his later foundational work at Maheshwar-Navdatoli were all conducted outside the formal ASI framework.

3.2.2 Wheeler in India: The Limits of Direct Imperial Transfer

The contrast between Sankalia's 'non-formal appropriation' model and Wheeler's 'direct colonial transfer' model — the latter enacted when Wheeler served as ASI Director-General from 1944 to 1948 — is analytically instructive. Wheeler's direct appointment to lead the ASI represented the paradigm of imperial knowledge imposition: a British archaeologist, using the apparatus of colonial administration, reforming the methodological practices of Indian archaeology according to his own standards.

Wheeler's technical contributions during this period were genuine: he introduced stratigraphic excavation as standard practice, established training programmes for Indian archaeologists, and conducted major excavations at Mohenjo-daro, Harappa, and Arikamedu. But his interpretive contributions were significantly more problematic. His thesis that the decline of the Indus Valley Civilisation was caused by the invasion of Aryan peoples from Central Asia — encapsulated in the famous formulation 'on circumstantial evidence, Indra stands accused' — imposed a European migration narrative on South Asian prehistory that subsequent Indian and Pakistani archaeologists spent decades dismantling.

Sankalia's response to Wheeler's Aryan invasion thesis illustrates the complexity of the relationship between trained student and imperial instructor. He did not mount a frontal challenge to Wheeler's authority during the latter's ASI tenure — the institutional power asymmetry made this difficult — but his subsequent archaeological work systematically undermined the evidential foundations of the thesis, demonstrating the indigenous continuity of Indian cultural development in the regions and periods Wheeler had attributed to external invasion. This is a pattern of 'deferred critique' — accepting the technical training while contesting the interpretive framework — that represents a specific form of non-Western agency within colonial knowledge relationships.

3.3 Zeng Zhaoyu: Gender, Institutional Trajectory, and the Munich Supplement

3.3.1 A Third Training Path

Zeng Zhaoyu's British training (University of London, 1935–1937, studying archaeology at her own expense) followed a different trajectory from either Xia Nai or Sankalia, both in its institutional character and in its subsequent supplementation. After her London period, Zeng undertook an internship at the German National Museum — exposing her to the German art-historical and museum studies tradition as well as to the British field methods that Xia Nai and Sankalia had prioritised. This dual exposure gave her training a distinctive character: she was simultaneously engaged with the British empiricist tradition and with the German idealist tradition of Kulturgeschichte, which approached archaeological assemblages as expressions of cultural wholes rather than as collections of individually classifiable types.

The gender dimension of Zeng Zhaoyu's trajectory deserves explicit attention. As a woman working in a male-dominated field in both China and Britain in the 1930s, she navigated institutional constraints that Xia Nai and Sankalia did not face. The diary of Xia Nai records their interactions at Lǐzhuāng with collegial warmth — they are fellow members of the Academia Sinica's wartime scholarly community — but does not register the structural difference in their positions. When Zeng became the first female president of the Nanjing Museum in 1955, she did so within a Chinese institutional framework that was, in some respects, more open to female scholarly leadership than the contemporary British or Indian frameworks; when she was politically persecuted in the 1960s and died in December 1964, her trajectory illuminated the specific vulnerabilities of the Chinese female intellectual within the Maoist political system.

3.3.2 Museological vs. Field-Archaeological Knowledge Transfer

The most significant difference between Zeng Zhaoyu's British training and that of Xia Nai and Sankalia was its disciplinary focus: while they prioritised field methodology, she prioritised museology — the organisation, preservation, documentation, and display of archaeological collections. This different emphasis reflected a genuine difference in intellectual priorities, shaped in part by gender (female scholars in 1930s Chinese archaeology were more likely to be channelled toward museum work than field excavation) and in part by personal scholarly interest.

The result is that the knowledge Zeng brought back from Britain was not primarily methodological in the field sense but institutional in the museum sense: standards for collection documentation, principles of artifact conservation, models for public display of archaeological material. Her co-authored volume on museum studies with Li Ji became a foundational text for Chinese museology, establishing professional standards for the field in a period when the Chinese museum system was itself being constructed.

 

IV. Comparative Analysis: Structures, Patterns, and Theoretical Implications

4.1 Comparative Overview

The following table summarises the key dimensions of comparison across the three cases:

 

Dimension

Xia Nai (China)

H. D. Sankalia (India)

Zeng Zhaoyu (China)

Period in Britain

1935–1939 (UCL)

1934–1936 (Univ. of London)

1935–1937 (Univ. of London)

Primary supervisor

S. Glanville (Egyptology); W. P. Yetts (Chinese art)

K. de B. Codrington; R. E. M. Wheeler (field)

Various; then German National Museum internship

Maiden Castle training

6 weeks (Aug. 1936), volunteer excavator

c. 1 month (c. 1935–36), training period

No record of participation

Thesis topic

Ancient Egyptian beads; typology, chronology

Archaeology of Gujarat: inscriptions, monuments

Chinese bronzes / museology (degree at Univ. of London)

Degree awarded

PhD Egyptian Archaeology, UCL, 1946 (thesis 1943)

PhD 1936

Diploma / postgraduate study; internship Germany

Political context

Semi-colonial China; wartime displacement

British India; post-1947 independence

Semi-colonial China; civil war; PRC 1949

Reception institution

Academia Sinica (Institute of History & Philology)

Deccan College, Pune (rejected by ASI)

Central Museum → Nanjing Museum

Knowledge transfer mode

Selective self-directed adoption; wartime bricolage

Wheeler method + indigenous survey traditions

Museological + art-historical synthesis; German influence

Post-return fate

Director, Inst. of Archaeology, CASS (1962–1982)

Chair, Dept. of Archaeology, Deccan College (1939–1973)

President, Nanjing Museum (1955–1964); political victim

 

4.2 Political Context and the Posture of Knowledge Reception

The comparison reveals a clear relationship between political context and the posture of knowledge reception. Xia Nai and Zeng Zhaoyu, operating from a semi-colonial Chinese context, were able to adopt a posture of selective, self-directed appropriation: there was no colonial institutional apparatus mandating specific forms of knowledge transfer, and the Chinese academic community's own leaders (Li Ji, Fu Sinian) had articulated a framework — 'observe Chinese ancient culture from the perspective of all humanity' — that was simultaneously internationalist in method and nationalist in ultimate purpose. This combination gave Chinese scholars significant freedom to choose what to take from British archaeology and how to use it.

Sankalia, operating from within the colonial framework of British India, faced a more constrained situation: the ASI represented an institutionalised form of colonial archaeological practice that both drew on and departed from the British metropolitan tradition that Wheeler embodied. His freedom of appropriation was real — as his independent work at Deccan College demonstrated — but it operated in the shadow of, and partly in reaction to, an entrenched colonial archaeological establishment that had no Chinese equivalent.

4.3 The Internal Heterogeneity of 'British Archaeology'

A second finding of the comparison is the importance of attending to the internal diversity of 'British archaeology' as a knowledge system. All three scholars encountered not a single tradition but multiple competing traditions: Yetts's Chinese art history; Wheeler's stratigraphic field method; Petrie's typological and statistical approach; Glanville's Egyptological philology; the German-influenced art-historical museology that Zeng encountered both in London and subsequently in Munich. The different choices made by the three scholars — Xia Nai ultimately choosing Glanville plus Wheeler; Sankalia choosing Wheeler plus the Indian inscriptional tradition; Zeng choosing museology plus German Kulturgeschichte — reflect not simply personal preferences but strategic assessments of which tools would be most useful for their respective scholarly agendas.

This diversity within 'British archaeology' meant that the knowledge system these scholars encountered was not a monolith but a contested terrain, within which they could find resources that supported their own critical perspectives as well as ones they rejected. Xia Nai's rejection of Yetts's connoisseurialism, like Sankalia's subsequent critique of Wheeler's Aryan invasion narrative, was made possible by the existence within British archaeology of alternative traditions — more empiricist, more quantitative, more attentive to stratigraphic context — that the critical scholar could invoke against the dominant one.

4.4 Multi-Directionality and the Myth of the Passive Recipient

The third major finding concerns the multi-directionality of knowledge flows. In all three cases, the scholars in question were not passive recipients of British knowledge but active contributors to the British disciplines from which they were learning. Xia Nai's corrections to Gardiner and Lucas, his publications in British and French Egyptological journals, and his 1,760-card bead index that was incorporated into UCL's research infrastructure represent the most documented instance, but Sankalia's extensive correspondence with British archaeologists and his subsequent invitation of F. E. Zeuner (at Wheeler's own recommendation) to interpret the palaeoclimate of Gujarat suggest similar dynamics.

The asymmetry of acknowledgement is striking. Xia Nai's contributions to British Egyptology were so significant that they 'deterred' a generation of British scholars from undertaking comparable work — yet his name was virtually unknown in the field until the 2014 publication of his thesis. Sankalia's fundamental challenge to Wheeler's Aryan invasion thesis is routinely described in the secondary literature as part of the 'scholarly consensus that emerged to reject Wheeler's theory' — without adequate attribution of the role that Indian scholars, trained by Wheeler himself, played in dismantling his interpretive framework. The non-publication and non-attribution of non-Western scholarly contributions is itself a dimension of the structural asymmetry of imperial knowledge networks that the New Imperial History framework helps to identify and critique.

 

V. Wheeler as Pivot: Direct Colonial Transfer and Its Contradictions

Mortimer Wheeler's simultaneous role as trainer of non-Western scholars at Maiden Castle and as Director-General of the Archaeological Survey of India from 1944 to 1948 makes him a uniquely instructive figure for the analysis of imperial knowledge transfer. His career encapsulates, in a single biography, both the 'indirect' model of knowledge transfer (training non-Western scholars who return home to develop their own traditions) and the 'direct' model (physically transplanting himself, with his methods and his institutional authority, into a colonial archaeological establishment).

The comparison of these two modes — the Maiden Castle volunteer programme and the ASI directorship — reveals their strikingly different outcomes. The scholars trained at Maiden Castle (Xia Nai, Sankalia, and others) left with specific technical skills that they deployed according to their own scholarly agendas, modifying, extending, and in some cases contradicting Wheeler's interpretive framework. The ASI directorship, by contrast, attempted to reform Indian archaeology from within — and produced, alongside genuine technical improvements, the Aryan invasion thesis that became one of the most contested and ultimately discredited interpretations in the history of South Asian archaeology.

The irony is structural: the 'indirect' model of knowledge transfer, which gave non-Western scholars maximum freedom to adapt what they learned, produced more durable and more intellectually generative results than the 'direct' model, which imposed British institutional standards on a colonial archaeological establishment. This finding has implications beyond the history of archaeology: it suggests that the long-term productivity of knowledge transfer depends less on the comprehensiveness of the methods transmitted than on the freedom available to the recipients to adapt those methods to their own problems, materials, and intellectual traditions.

 

VI. Conclusion: Towards a Genuinely Global History of Archaeology

This article has argued, on the basis of a systematic three-way comparison, that the history of archaeological knowledge transfer between Britain and non-Western societies in the 1930s and 1940s cannot be adequately captured by either the 'epistemic imperialism' model (which posits one-way transfer from a dominant centre to a passive periphery) or the nationalist counter-narrative (which insists on the radical autonomy of non-Western scholarly traditions). What the evidence reveals, rather, is a messy, multi-directional, structurally asymmetric but genuinely bi-directional process of knowledge exchange, in which non-Western scholars played active, critical, and in some cases decisive roles.

Three specific contributions of this comparative analysis to the New Imperial History of archaeology deserve emphasis. First, the importance of differentiating between colonial and semi-colonial contexts: the Chinese case, in which scholars operated without a colonial archaeological administration, offers a different and in some ways cleaner test of the agency model than the Indian case. Second, the significance of gender as an analytical category: Zeng Zhaoyu's trajectory, which combined British and German training, a museological rather than field-archaeological focus, and a gendered institutional career, represents a dimension of the history of non-Western archaeology that has been insufficiently theorised. Third, the value of attending to the non-publication of non-Western contributions: the seventy-one-year gap between Xia Nai's thesis completion and its publication is not a biographical quirk but a structural symptom of the asymmetries of the global academic publishing system, asymmetries that the history of the discipline needs to name, analyse, and correct.

The scene at Maiden Castle in August 1936 — two young Asian archaeologists learning stratigraphic method in a Dorset field — is not primarily a scene of cultural subordination. It is a scene of active, intelligent appropriation, conducted by scholars who knew exactly what they wanted, had a clear sense of how it fitted into their own scholarly agendas, and were capable, as their subsequent careers demonstrated, of contributing to and in some cases correcting the tradition from which they were learning. To write the history of that scene as one of simple transmission is to reproduce the intellectual errors of the centre-periphery model. To write it as one of complex negotiation, selective appropriation, and multi-directional exchange is to begin to write a genuinely global history of the discipline.

 

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中文期刊論文(均可於中國知網 CNKI 下載)

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[12] 朱乃誠:《中國文明起源研究的歷史與現狀》,《中國史研究動態》2003年第2期。(CNKI可下載)[Zhu Naicheng, History and Current State of Research on the Origins of Chinese Civilization, Zhongguo Shi Yanjiu Dongtai, 2003(2).]

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